Our Clearing Firm

About National Financial Sercives LLC (NFS)

As your financial professional, we're expected to make decisions about your money based on the
highest degree of scrutiny.

You can be assured that we use the same approach when choosing the service providers we
employ to help meet your financial objectives. This is why we've selected National Financial Services LLC (“NFS”), a Fidelity Investments® company, as our custodian.

A custodian is a financial institution that has certain regulatory responsibilities for an
investor's securities.

Investments that you entrust to our firm are placed in custody with Fidelity's clearing
firm, NFS — one of the largest clearing providers in the industry. A clearing firm is an
organization that, among other things, handles the execution, clearance, and
settlement of transactions.

Fidelity's About Us Page